.jpg)
.jpg)
.jpg)
.jpg)
.jpg)
Certificate in Stock Investment Fundamentals
Certificate in Stock Investment Fundamentals
Course Code :33C162520
Qualifications Framework: Level 3
Qualifications Register Registration Number: 25/000204/L3
Validity period of registration in the Qualifications Register: 1st March 2025 to 28th February 2027
This course is recognised under the Qualifications Framework (QF Level 3) (effective 1 March 2025)
Mode of Study
Part-Time
Medium of Instruction
Cantonese supplemented with English
Time
7pm - 10pm (Weekdays)
Location
Prince Edward, Kowloon
Course Hours
39 hours of face-to-face teaching (3 hours exam time) 41 hours of self-study
Course Objectives
The Certificate in Stock Investment Fundamentals aims to equip students with a comprehensive understanding of contemporary financial investment practices and regulatory frameworks. This programme is designed to prepare participants for successful entry into the financial services sector by fostering a solid foundation in investment principles and market operations.
Learning Outcomes
1.Acquire knowledge of industry-specific regulations, regulated activities, and relevant regulatory bodies within the Hong Kong stock market.
2.Demonstrate a comprehensive understanding of stock investment principles and management tools to support career entry into the financial services sector.
3.Analyze fundamental economic data to assess and interpret market conditions effectively.
4.Synthesize information from listed companies' financial statements and stock price trends to evaluate associated risks and potential returns.
Course Outline
Module 1
1. Introduction to the Hong Kong Investment Market and Financial Instruments
2.Regulatory Framework and Compliance in the Hong Kong Stock Market
3.Overview of Cross-Border Investment Programs: Shanghai-Hong Kong and Shenzhen-Hong Kong Stock Connect
4.Economic Indicators and Their Impact on Stock Market Dynamics
Module 2
1.Stock Sectors and Their Characteristics
2.Initial Public Offerings (IPOs) and New Stock Subscriptions
3.Capital Budgeting and Financial Leverage
4.Diversification and Portfolio Theory
Module 3
1.Fundamentals of Value Investing
2.Fundamentals of Technical Analysis
3.Introduction to Hong Kong Futures and Derivatives
4.Introduction to Financial Technology (Fintech)
Teaching Methods
The Certificate in Stock Investment Fundamentals employs a holistic, diverse, and flexible teaching approach to ensure students achieve the intended learning outcomes. Through a combination of interactive lectures, tutorials, case studies, simulations, role-playing, and group projects, the program adapts to the needs of each topic and learner. Instruction is delivered via lectures and seminars, where lecturers serve not only as knowledge providers but also as facilitators, encouraging active participation through class discussions, case analyses, presentations, and collaborative activities. This dynamic and engaging methodology enriches the learning experience and prepares students for the demands of the financial industry.
Admission Requirements
1.Completion of Form 5 (HKCEE) or Form 6 (HKDSE), or an equivalent qualification; or
2.Applicants aged 21 or above with a minimum of three years of relevant experience.
Examination and Graduation Requirements
No interim certification is offered for this course. To be awarded the certificate, students must successfully complete and pass all three modules, while maintaining a minimum attendance rate of 75% or higher for each module.
Lecturers' Profiles
Mr. Tsang Chi-Ying
With over two decades of experience in the financial and media industries, Mr. Tsang, affectionately known as "Sir Tsang," has held various roles, including financial translator, reporter, editor, and editorial director at prominent publications such as Financial Daily, Ming Pao, Sing Tao Daily, and Oriental Daily. Transitioning to electronic media, he has hosted financial programs on Commercial Radio and Cable TV, and gained popularity for his show "Sir Tsang 28" on ATV and NOW 538. Leveraging his extensive network within the financial sector, Mr. Tsang is renowned for his ability to anticipate market trends and corporate developments. He has also shared his expertise as a lecturer at institutions like Chu Hai College, Hong Kong Shue Yan University, and Hong Kong Baptist University, specializing in financial journalism. Additionally, he contributes financial columns to Sing Tao Daily, Economic Digest, and Metro Daily.
Mr. Anthony Lam
Mr. Lam holds a Bachelor of Education degree from the University of Liverpool, UK. Since 1998, he has been with Emperor Securities (Hong Kong) Limited, where he currently serves as Vice President of Research. With extensive experience in investment, he is well-versed in the securities industry and possesses deep insights into real estate investment. Beyond his professional role, Mr. Lam writes financial columns for Oriental Daily, New Paper, and Economic Weekly, and appears as a guest host on NOW Finance Channel and TVB Wealth Forum.
Mr. Freeman Chan
Mr. Chan holds dual master’s degrees in finance and information technology, along with bachelor’s degrees in business administration, management, and Chinese law. Since 1988, he has taught finance and management courses at numerous local and international institutions, including the University of Hong Kong’s School of Professional and Continuing Education, Metropolitan University, Heriot-Watt University (UK), and Curtin University (Australia). He has also lectured at the Hong Kong Securities Institute and the Hong Kong Institute of Financial Management. In addition to his academic contributions, Mr. Chan has conducted training programs for banks and large corporations. His expertise has been featured in prominent media outlets, including ATV’s Money World and Next Magazine.
Universal College of Higher Education makes no explicit or implied guarantees, declarations, or representations regarding the accuracy, availability, completeness, or usefulness of the information contained in this document.
Universal College of Higher Education assume no legal liability or responsibility for any errors or omissions. The content of this document is subject to change without prior notice. The effective date of the above information is 2025.
uche_csif_2025.02.28
